R01
Financial services, regulation and ethics
Regulation, ethics and the UK financial services framework — the foundation unit for the Diploma.
Go to R01 Past PapersCII Diploma in Regulated Financial Planning
CII R0 exam series — R01 to R05 practice papers
Practice sites for every unit in the CII Diploma in Regulated Financial Planning pathway: R01, R02, R03, R04 and R05. Each site provides syllabus-aligned practice questions, topic tests and mock exams. You are currently on R03 — choose another unit below to continue your revision.
R02
Investment principles and risk
Investment theory, asset classes, risk and portfolio construction for financial advice.
Go to R02 Past PapersR03
Personal taxation
Income Tax, NICs, CGT, IHT and the application of taxation to personal financial planning.
Continue with R03R04
Pensions and retirement planning
Pension taxation, workplace and personal pensions, retirement options and retirement advice.
Go to R04 Past PapersR05
Financial protection
Life assurance, income protection, critical illness, long-term care and business protection.
Go to R05 Past PapersOther related CII exams
J12
Securities advice and dealing
Securities markets, investment products, regulation, dealing, taxation and the principles involved in advising on and trading securities.
Go to J12 Past Papers